Rick Li

Acting Chief Compliance Officer
Chief Financial Officer
Email: rickli@gfsecurities.ca

Rick Li joined GF Securities (Canada) in March 2017. His current position is the Acting Chief Compliance Officer who will oversee business development. He is also a senior investment advisor who manages assets for high net worth clients. He holds CIM designation and is licensed to trade equities, fixed income products and options.

Rick has been in the investment industry since 2000. He has over 12 years’ experience as the Chief Financial Officer at an IIROC investment dealer based in Toronto. He was also its Chief Compliance Officer from 2014 to 2015. In addition, he has experience as the Chief Financial Officer for a Portfolio Management firm registered with Ontario Securities Commission. He has over 10 years’ experience as a director and partner.

Rick received his MBA degree from University of Maryland in 1999.

team 3

  Back to Leadership Page

About the Author

5U Webmaster

5U Webmaster